SEC Reporting Requirements
Regulatory compliance with the Securities and Exchange Commission (SEC) is critical for hedge funds and investment managers. The SEC mandates regular reporting to ensure transparency and protect investors. Key filings…
CFTC Regulations
The Commodity Futures Trading Commission (CFTC) regulates the trading of futures and options markets in the U.S. Fund managers involved in trading commodity interests must adhere to CFTC regulations to…
AIFMD Compliance for EU Investors
The Alternative Investment Fund Managers Directive (AIFMD) is a regulatory framework established by the European Union to govern hedge funds and private equity funds. Fund managers targeting EU investors must…
Tax Transparency Reporting (CRS, FATCA)
Tax transparency is essential for maintaining compliance with international tax regulations. The Common Reporting Standard (CRS) and the Foreign Account Tax Compliance Act (FATCA) require financial institutions, including hedge funds,…